-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NzTUdm2V4Eu6+mxkKaefqdrOYDa1eJU598kYPNsKOyO8xqi6/Mmusl+e0YevOJtA oJhj8mkONX//6m4f54fTyQ== 0000899140-98-000126.txt : 19980218 0000899140-98-000126.hdr.sgml : 19980218 ACCESSION NUMBER: 0000899140-98-000126 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE DENTAL CENTERS INC CENTRAL INDEX KEY: 0001018152 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 760486898 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52917 FILM NUMBER: 98540197 BUSINESS ADDRESS: STREET 1: 1360 POST OAK BLVD STREET 2: STE 1300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7135131400 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PECKS MANAGEMENT PARTNERS LTD /ADV CENTRAL INDEX KEY: 0000865599 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 113015963 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 ROCKEFELLER PLAZA STREET 2: STE 900 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123321333 FORMER COMPANY: FORMER CONFORMED NAME: PECKS MANAGEMENT PARTNERS LTD /NY/ /ADV DATE OF NAME CHANGE: 19960909 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information statement pursuant to Rule 13d-1 and 13d-2 (Amendment No. )* Castle Dental Centers - -------------------------------------------------------------------------------- (Name of issuer) Common Stock - -------------------------------------------------------------------------------- (Title of class of securities) 14844P105 - -------------------------------------------------------------------------------- (CUSIP number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 SCHEDULE 13G - -------------------------------- CUSIP NO. 14844P105 13G - -------------------------------- - --------- ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Pecks Management Partners, Ltd. 11-3015963 - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] Not Applicable - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ---------------------- ------ -------------------------------------------------- 5 SOLE VOTING POWER 948,243 NUMBER OF ------ ------------------------------------------------- SHARES BENEFICIALLY OWNED BY 6 SHARED VOTING POWER N/A EACH ------ ------------------------------------------------- REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 948,243 ------ ------------------------------------------------- 8 SHARED DISPOSITIVE POWER N/A - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 948,243 - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.4% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 - -------------------------------------------------------------------------------- PECKS MANAGEMENT PARTNERS LTD. - -------------------------------------------------------------------------------- Item 1a. Castle Dental Centers Item 1b 1360 Post Oak Boulevard, Ste. 1300 Houston, TX Item 2a Pecks Management Partners Ltd. Item 2b One Rockefeller Plaza, Suite 900 New York, NY 10020 Item 2c New York Item 2d Common Stock Item 2e Cusip: 14844P105 Item 3e Investment Adviser Registered under Section 203 of the Investment Advisers Act of 1940 Item 4 a 948,243 b 16.4% c (i) 948,243 (ii) None (iii) 948,243 (iv) None Item 5 Inapplicable Item 6 Shares as to which this schedule is filed are owned by four investment advisory clients of the person filing this schedule, which clients receive dividends and the proceeds from the sale of such shares. One such client is known to have such interest with respect to more than 5% of the class and such client is named below. Delaware State Employees' Retirement Fund Items 7-9 Inapplicable Item 10 "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect." After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth is true, complete and correct. January 27, 1998 /s/ Arthur W. Berry ------------------------------ Arthur W. Berry Managing Director 3 -----END PRIVACY-ENHANCED MESSAGE-----